What is Supervision? How Do I Supervise?
The guidelines and resources in this topic are not sufficient to develop strong competencies in supervision. Those competencies come from extensive experience in applying that information.
Sections of This Topic Include
What is Supervision?
To Truly Understand Supervision, Be Acquainted With Its
Broad Content
--- Know How Organizations Are Typically Structured and
Operate
--- Know Major Functions in Management in Organizations
--- Know Which Leadership Approach to Use and When in
Organizations
Typical Roles in Supervision
--- Advocate
--- Boss
--- Coach
--- Facilitator
--- Mentor
--- Trainer
Suggested Core Competencies to Supervise in Any Situation
Staffing (Human Resource Management)
--- Ensuring Conformance to Personnel Policies
--- Designing Job Roles
--- Ensuring Diversity and Inclusion
--- Deciding Compensation and Benefits
--- Recruiting Good Candidates
--- Screening Job Candidates
--- Hiring Employees
--- Orienting Employees
--- Retaining Employees
--- Rewarding Employees
Employee Performance Management
--- Setting Goals
--- Training Employees
--- Leading Employees (Delegating, Coaching, Mentoring,
etc.)
--- Motivating Employees
--- Sharing Feedback
--- Performance Reviews
--- Addressing Performance Problems
--- Terminating Employees
Team Performance Management
--- Team Building
--- Leading Teams
--- Team Performance Planning
--- Team Performance Reviews
--- Team Improvement Planning
Getting Started in Supervision
Getting Started in Supervision
Typical Experience of First-Time Supervisor
Realities of Supervision
Make Sure You Supervise Yourself
How Can You Develop Your Supervisory Skills?
Additional Resources
Evaluation of Human Resource
Management and Supervision Practices
Free Basic Guide to Leadership and Supervision
Also consider
Related Library Topics
Learn More in the Library's Blogs Related to Supervision
In addition to the articles on this current page, also see the following blogs that have posts related to Supervision. Scan down the blog's page to see various posts. Also see the section "Recent Blog Posts" in the sidebar of the blog or click on "next" near the bottom of a post in the blog. The blog also links to numerous free related resources.
Library's Human
Resources Blog
Library's Leadership Blog
Library's Supervision
Blog
Library's Team Performance
Blog
What is Supervision?
Supervision is a widely misunderstood term. Many people believe it applies only to people who oversee the productivity and development of entry-level workers. That’s not true.
The term “supervisor” typically refers to one’s immediate superior in the workplace, that is, the person whom you report directly to in the organization. For example, a middle manager’s supervisor typically would be a top manager. A first-line manager’s supervisor would be a middle manager. A worker’s supervisor typically would be a first-line manager.
Supervisors typically are responsible for their direct reports’ progress
and productivity in the organization. Supervision often includes conducting
basic management skills (decision making, problem solving, planning, delegation
and meeting management), organizing teams, noticing the need for and designing
new job roles in the group, hiring new employees, training new employees, employee
performance management (setting goals, observing and giving feedback, addressing
performance issues, firing employees, etc.) and ensuring conformance to personnel
policies and other internal regulations. Supervisors typically have strong working
knowledge of the activities in their group, e.g., how to develop their product,
carry out their service, etc.
What
is the Meaning and Purpose of Supervision?
What
is Supervision?
Supervision (Wikipedia)
NOTE: Many people also use the term “supervisor” to designate the managerial position that is responsible for a major function in the organization, for example, Supervisor of Customer Service. This topic in the Library does not address that context of supervision, but rather addresses the context described in the above paragraphs.
To Truly Understand Supervision, Be Acquainted With Its Broader Context
Know How Organizations Are Typically Structured and Operate
Without knowing about organizations in general, your role as a supervisor will
be extremely limited. For example, perhaps the greatest affect on how you work
and the success of your department is the culture of the organization. Supervisors
should fully understand the mission and strategic goals of the organization.
Also, the expectations, resources and influences to do your job usually come
from other parts of the organization, whether it comes from the management levels
above you or other departments that you serve. Collaboration between other departments
in the organization is often one of the most effective ways for the departments
to do their job. Your employees' questions are often about other parts of the
organization, as well. The likelihood of your promotion depends on how well
you understand the rest of the organization. See
Organizational Structures and Design
Know Major Functions in Management in Organizations
Traditionally, management is interpreted as be an integration of planning,
organizing, leading and coordinating resources. The role of supervision is essentially
a management role. For example, you are planning your department's goals, how
to reach those goals, the resources that you will need, and who will doing what
and by when to achieve those goals. You will be organizing resources, including
jobs, people, funding and facilities. You will be leading individuals and teams
in your department. You will be continually coordinating your department's activities
to make sure that activities are being conducted as planned. You will take measures
to get things back on track when needed. Therefore, it is very important that
you understand best practices in management. Those practices are often quite
similar across the organization, but just of a different scope and impact. See
What is Management?
How Do I Manage?
Know Which Leadership Approach to Use and When in Organizations
Simply put, leadership is the set of activities to clarify direction and priorities,
and influence people toward those. Leadership is a strong component in a supervisor's
overall activities of management. You are responsible for leading other individuals,
teams and your department and -- perhaps most important -- leading yourself.
Especially for first-time supervisors, the role can be quite stressful because
they are now faced with responsibilities they have never had before -- they
are leading people, not just activities that usually have clear-cut and routine
tasks. Therefore, it is extremely important for supervisors -- especially first-time
supervisors -- to understand principles and various styles of leadership, including
which style to use and when. See
What is Leadership?
How Do I Lead?
Typical Roles in Supervision
The job of a supervisor is a very dynamic one, depending on the culture of the organization, complexity of the department's goals, access to sufficient resources and expertise of the people in the department, and especially on the supervisor's ability to successfully delegate to their direct reports. A supervisor might play different roles even in the same day.
Advocate
The supervisor is often responsible to represent the employee's requests and to management, along with also representing the employee's case for deserving a reward. For example, if an employee deserves a promotion, the supervisor often must justify the case for promotion to the supervisor's supervisor, as well. If the employee has a rather unique personal situation that warrants special consideration by the rest of management, the supervisor must explain this situation and how it can be handled. The supervisor is also responsible to advocate for upper management when it wants all employees to understand and embrace a major management decision. It's not unusual for employees to sometimes see the supervisor as part of "management" while at other times seeing the supervisor as a personal friend.
Boss
There are many different names for leaders in organizations and how they are
viewed. However, the most conventional term and the most widely understood is
that of boss. The supervisor is deemed to be the boss when people in the department
are ultimately looking for direction and guidance in their jobs. The ways that
a supervisor carries out that role can vary from strong direction, advice and
deadlines to consensus-based decisions, thoughtful questioning and adaptive
deadlines.
Be
the Boss Everyone Wants to Work For
Good
Boss! Bad Boss! Which Are You?
Coach
The term coach has taken on an entirely new meaning with the recent growth
of the field of personal and professional coaching. Coaches in that field are
experts at supporting others to bring out and apply their own wisdom. Often,
they pose thoughtful questions to help that happen. Still, supervisors might
guide their employees to increased performance and satisfaction in a variety
of ways ranging from useful advice and feedback to thoughtful questions and
support.
How
to Avoid Toxic Coaching
All About
Personal and Professional Coaching
Facilitator
The job of a facilitator is to support a group of people to clarify their desired
results and achieve their results by working with each other. The nature of
how facilitators do their job ranges from rather directive advice (especially
when the group is getting started) to thoughtful questions, paraphrasing and
summarizing. Thus, with an established team, a facilitator works much like a
coach.
Core Interpersonal
Skills for Facilitators
Core
Group Skills for Facilitators
Mentor
A mentor is a person who helps another (a mentee) to develop in their job and
career. The mentor may have officially accepted that role, for example, as part
of an overall mentoring program, or informally accepted the role based on a
mutual relationship. The mentee sees themselves as being able to count on the
mentor for help. The mentor might use a variety of methods to help the mentee
ranging from advice and materials to thoughtful questions and guidelines.
Mentoring
Trainer
The supervisor is often the first person who is considered when a new employee
needs to learn the job or when an employee is struggling to improve performance
in the job. Employees also often turn to the supervisor to ask about personnel
policies. Progressive employees might ask about the organization's culture.
The supervisor is responsible to ensure that training occurs, and might do the
training themselves or arrange it through a subject matter expert. Training
could be done in a variety of ways ranging from ongoing on-the-job advice to
participating in a formal, systematic training program.
Employee
Training and Development: Reasons and Benefits
Suggested Core Competencies to Supervise in Any Situation
Various experts would disagree on what skills and practices should be required for supervisors. Various roles and skills are listed throughout the next sections in this topic. However, it would be difficult to undertake them without having the following core skills.
- Communicating
- Decision Making
- Delegating
- Meeting Management
- Problem Solving
- Planning
- Time and Stress Management
Also consider
Suggested
Core Competencies to Lead in Any Situation
Staffing (Human Resource Management)
NOTE: Many of the following staffing activities are designed by a Human Resource Department (HR) if an organization has that type of department. Still, the activities are best carried out in collaboration with the supervisor who brings strong knowledge of the needed skills in the department. Organizations without an HR Department usually rely on the supervisor to conduct the activities, hopefully in accordance with up-to-date personnel policies.
Ensuring Conformance to Personnel Policies
The activities of supervision should always be respectful, fair and equitable
and should always conform to relevant laws, rules and regulations. The best
way to make sure that those conditions will continue to exist is to work from
up-to-date personnel policies. Thus, staffing activities usually start by ensuring
the personnel policies are up to date. Supervisors should be acquainted with
all of the relevant policies as well as to make sure that the employees are,
as well.
Developing
Personnel Policies
Sample
List of Personnel Policies
Ensuring Diversity and Inclusion
Especially in today’s highly diverse organizations, the ability to work with
people having diverse values and cultures is extremely important. An organization’s
culture is driven by the values throughout that organization. Employees need
to feel included -- that their values are being recognized, understood and respected.
They need to feel that their ideas and concerns are being heard. Those conditions
create strong motivation and momentum for strong satisfaction and performance
in their jobs. Personnel policies should include guidelines to ensure a workforce
is diverse and inclusive.
Diversity
and Inclusion
Designing Job Roles
There are several occasions when a job role needs to be created or updated.
For example, supervisors would be designing a new role when there is sufficient
evidence that enough new tasks that a new role was required. Another occasion
would be if a current job needed to be updated. Ideally, planning for a new
role is done during strategic planning or when a new product or service is added
to the organization.
How to Know What
Positions and Jobs Are Needed
Specifying
Jobs and Roles
Deciding Compensation and Benefits
When designing a new job role, it should be associated with a suitable salary
range that ensures sufficient compensation and benefits for the types of responsibilities
needed in the role. Compensation includes topics in regard to wage and/or salary
programs and structures, for example, salary ranges for job descriptions, merit-based
programs, bonus-based programs, commission-based programs, etc. Employee benefits
typically refers to retirement plans, health life insurance, life insurance,
disability insurance, vacation, employee stock ownership plans, etc.
Employee Benefits
and Compensation (Employee Pay)
Recruiting Good Candidates
After the job role has been specified and approved by management, the supervisor
is ready to recruit job candidates who might fill the job role. There are a
wide variety of ways to recruit job candidates. The best methods are those that
are most likely to reach out to the most suitable candidates.
How to Find and
Recruit the Best Job Candidates
Screening Job Candidates
The thoroughness and professionalism you use to interview candidates can make
a strong, positive impression on candidates. It also conveys to them that you
expect the same from them if they are hired by your organization. In an effort
to mitigate the risk of a bad hiring decision, companies can use multiple tools
in their hiring strategy. One of those, background screening, can help identify
if your candidate is included in the 56% of applicants that provide false information
on their resume.
Screening Applicants
The Top
Three Things I Wish I Knew About Background Screening
Hiring Employees
Hiring employees involves a variety of tasks, any of which if not done effectively,
could result in a mismatch between the needs of the department and that of the
new hire. Thus, one of the most important tasks of a supervisor is hiring highly
suitable employees. That includes going to as many sources as possible for finding
good candidates, screening the candidates' resumes and conducting interviews,
and then coordinating the activities to making -- and accepting -- a formal
offer for employment.
How to Find and
Recruit Best Job Candidates
How to Screen
Job Candidates
Selecting (Hiring)
New Employees
Orienting Employees
A new employee should be sufficiently oriented to the organization and its
employees so that the employee feels familiar enough to begin doing a good job
in the role. Planning an orientation to employees should be as carefully done
as planning a systematic approach to training. For example, there should be
overall goals that you want to accomplish with the orientation. There should
be carefully chosen activities and materials used in the orientation to achieve
the goals.
Employee
Orientation
Retaining Employees
One of the most expensive labor costs is the replacement of employees. Fortunately,
there are many things a supervisor can do to increase the likelihood that good
employees will remain. The supervisor can ensure the employee understands the
job, is fully oriented and trained to do it, has suitable compensation, is effectively
led, has a job design that helps the employee to be motivated, shares useful
feedback, and supports the employee's career development.
How to Retain Your
Best Employees
Rewarding Employees
There are a variety of ways for a supervisor to reward employees for the quality
of the work they do in the workplace. For example, rewards can be in the form
of money, benefits, time off from work, acknowledgement for work well done,
affiliation with other workers or a sense of accomplishment from finishing a
major task.
Rewarding
Employee Performance
Employee Performance Management
Employee performance management includes the activities to ensure that all
employees are effectively and efficiently working toward the departmental goals
that are assigned to them. That means assigning appropriate goals to the employee,
ensuring the employee is sufficiently equipped to achieve the goal, monitoring
and measuring the employee's activities and accomplishments, and rewarding the
employee for accomplishments or addressing situations where goals are not being
achieved in a high-quality and timely manner.
How to Ensure
Strong Employee Performance Management
There are a variety of different styles in implementing a performance management
process.
Performance
Management: Traditional and Progressive Approaches
Setting Goals
Goals can be established for a variety of reasons, for example, to overcome
performance problems, qualify for future jobs and roles, take advantage of sudden
opportunities that arise and/or give direction to training plans. Goals provide
clear direction to both supervisor and employee. They form a common frame of
reference around which the supervisor and employee can effectively communicate.
They clearly indicate success, and can facilitate strong sense of fulfillment
for employee and supervisor. Also they help clarify the roles of the supervisor
and employee.
Goal
Setting With Employees
Training Employees
Effective training includes clarifying the goals that are to be achieved by
the employee, assessing the gap between the employee's current capabilities
and those needed to achieve the goals, and then ensuring suitable training to
close those gap. High-quality training also ensures that gap has been closed
over time. The supervisor might conduct the training or arrange it to come from
another source. Training could range from on-the-job advice to more formal training
programs.
How
to Train a New Employee
Designing
Training Plans and Learning Objectives
Suggestions
to Enrich Any Training and Development Plans
Leading Employees (Delegating, Coaching, Mentoring, etc.)
Supervisors provide ongoing guidance and support to their employees in a variety
of ways to suit the nature and needs of both the supervisor and employees. Good
leadership involves providing the right context for each employee to motivate
themselves. Delegation involves clarifying the result desired by the supervisor
and encouraging the employee to decide how best to achieve the result. Coaching
might be used to bring out the employee's own wisdom to address a current situation.
Mentoring involves ongoing advice and coaching to help an employee to develop
in their jobs and careers.
Helping
People to Motivate Themselves and Others
How to Delegate
to Employees
All About
Personal and Professional Coaching
Mentoring
Motivating Employees
A major function of supervisors is to support the motivation of their employees.
Different people can have quite different motivators, for example, by more money,
more recognition, time off from work, promotions, opportunities for learning,
or opportunities for socializing and relationships. Therefore, when attempting
to help motivate people, it's important to identify what motivates each of them.
Ultimately, though, long-term motivation comes from people motivating themselves.
Helping
People to Motivate Themselves and Others
Sharing Feedback
The "life's blood" of successful supervision is the continued and
effective feedback between the supervisor and employee. Feedback to employees
is information regarding their performance and also is information they can
act on. Feedback must be shared in a manner that is understandable to them and
is perceived by them as being provided in a highly respectful manner. Sharing
feedback involves skills in effective listening, verbal and non-verbal communications,
and working in multi-cultural environments.
How to
Give Useful Feedback and Advice
Conducting Performance Reviews
Regular performance reviews are critical. Performance reviews help supervisors
feel more honest in their relationships with their employees and feel better
about themselves in their supervisoral roles. Employees are assured clear understanding
of what's expected from them, their own personal strengths and areas for development
and a solid sense of their relationship with their supervisor.
Conducting
Performance Appraisals/Reviews
Addressing Performance Problems
Supervisors should promptly respond to occasions where an employee's performance
is not acceptable. Performance issues on the actual behaviors of the employee,
whether they were insufficient for the job or inappropriate in the workplace.
Any special circumstances that caused those behaviors should be understood.
The supervisor should carefully document the notification in the employee's
file.
How to
Address Employee Performance Problems
Terminating Employees
As with the other activities in staffing and employee performance management,
the termination of an employee should be done in accordance with the procedure
described in the personnel policies. The policies might specify, for example,
that the supervisor first issues a verbal warning to the employee and then a
written warning before the formal action to terminate an employee.
How
to Effectively Fire an Employee
Team Performance Management
The activities in team performance management are very similar to those of
employee performance management, as listed above. Team performance management
refers to the cycle of activities to enhance the performance of a team. The
activities to first develop the team are often referred to as team building.
The activities to manage each meeting are about meeting management. The activities
to guide and support the members' activities during a meeting are referred to
as facilitation.
Team
Performance Management: Guidelines and Resources
Performance
Management: Traditional and Progressive Approaches
Team Building
High-quality teams need strong and trusting relationships between members.
However, they also need a firm foundation of structures, including a clear purpose
and goals, sufficient resource, adaptable guidelines for assigning and changing
leadership, reliable means to sustain continual communications among members
and the organization, and means to make group decisions and solve problems.
All About Team
Building
Leading Teams
After a team has been built, it needs ongoing direction, guidance and support
from upper management for the team to continue to be successful in achieving
its goals. Help from the supervisor can range from strong involvement with ongoing
directives to a more indirect and supportive role.
Guidelines
to Conducting Effective Meetings
Group
Decision-Making and Problem Solving
All About Facilitation
Team Performance Planning
This is the initial phase in team performance management where the supervisor
works with the team to specify the goals to be accomplished by the team and
by when. The supervisor explains how the goals are directly aligned with achieving
the strategic goals of the organization. The supervisor and team might associate
specific and measurable milestones toward those team goals. They document the
results of their planning into an overall team performance plan.
Team Performance
Management: Performance Planning Phase
In a progressive approach, this phase could be done in a highly collaborative
approach between the supervisor and members of the team.
Performance
Management: Traditional and Progressive Approaches
Team Performance Reviews
During this phase, the supervisor conducts ongoing observations and monitoring
to assess how well the team goals are being achieved. The supervisor decides
if the quality of the team's performance has exceeded or met expectations and
decides how to reward the team accordingly. This phase could be done in a highly
collaborative manner between the supervisor and members of the team.
Team Performance
Management: Performance Appraisal / Evaluation Phase
Team Improvement Planning
During this phase, a plan is developed for how the team could improve its performance
to more effectively achieve or exceed the team goals. The plan might suggest
further training, providing more resources or adjusting the goals to be more
realistic.
Team Performance
Management: Development (Improvement) Planning Phase
Getting Started in Supervision
Typical Experience of First-Time Supervisor
The job of supervisor, especially for new supervisors, can be one of the most confusing, frustrating and stressful jobs in an organization. Many times, a person is promoted to a supervisor role, not because the person has already shown strong skills in supervising people, but because the employee continued to do a high-quality job that was much more technical in nature than leading people. Thus, after the person is promoted, it can be an entirely new situation for the employee. There are several more reasons for this, including:
- Supervisors often do not have adequate training about their new roles, responsibilities and ways to lead people. They might be used to doing very well in a technical job, but now are faced with diverse and challenging tasks they have never done before.
- Supervisors are often intimidated when faced with enforcing a wide range of policies and procedures, many of which seems highly technical and legal in nature. Even if they do not understand the policies, they still are responsible for all of them.
- Supervisors rarely have enough time to monitor and measure the progress of their department, while cultivating working relationships with a diversity of people who are to be guided and supported by the supervisor.
- Supervisors often feel very alone in their jobs. This is especially true if they were promoted over people who used to be their peers. Supervisors are responsible to meet the needs of their bosses above them, and yet do the same with those below them.
- Supervisors can often feel overwhelmed and stressed out. It can take a lot of courage to admit this, especially to the supervisors' bosses who already are expecting a lot from them.
Realities of Supervision
By Marcia Zidle
Here are insights from years of working with managers, teams, and new leaders on the realities of supervision. For some of you it may be “old hat”; for others an “ah’ha”. In either case, know that the moment you start taking things for granted, you stop being effective. So what can you learn from these seven supervisory principles.
1. There is no routine to management work. Changes are that your old job came with a familiar routine. You performed the tasks assigned to you and you did them in a prescribed order. Some things had to be done by noon, while others had to be completed before you left for the day. As a rule, when the day’s work was done, your day was over. But for managers, there’s no such thing as “the day’s work,” so bid a fond farewell to routine.
2. People and issues arrive un-prioritized. As a manager, you now have more people and issues to deal with. It’s your job to filter them for urgency and importance, and help employees stay focused by doing the same.
3. People start acting differently towards you. You’re still the same person, but you’re in a different role. Some people withdraw from you; others want to get closer. Ultimately, your employees are dealing with managerial change in their own way and trying to figure out what kind of manager you really are.
4. You have to give up your old job. You have a new job so don’t hang on to your old one. This can be hard. After all, it’s because of your previous success that you’ve been promoted. But failure to let go of your old job causes more problems for first-time managers than anything else.
5. Guard against the perception that certain people are your favorites. Yesterday you had co-workers; today you have employees. While it’s only natural to like some individuals more than others you no longer have that luxury as manager. Employees are keenly aware of who has direct access to you. In the past, you had coffee or lunch with the same people every day, but if you keep this up, your employees will earmark these people as “your favorites.”
6. Employees want their manager to manage them. Friendly behavior is great, but it shouldn’t be a substitute for good managing. Your employees expect you to deal with poor performers at work. You need to demonstrate that you won’t tolerate poor performance. If you’re fair and decisive, your good performers will give you their hard-earned respect and best effort.
7. Don’t hold on to information, rather communicate, communicate, communicate. When you’re on an airplane and it encounters turbulence or the flight is delayed, you want to know what’s happening. Not knowing makes you nervous. Employees also want to know what’s happening — what’s causing the bumpy ride. If people don’t understand, then anxiety mounts, trust declines and rumors fly. The next thing you see is morale plummeting and work not getting done. That’s why ongoing communication is so important.
Management Success Tip
Understand your role had changed. You are now in charge tasked with getting work done through others. You must move from doing to delegating; from being liked to being respected; from holding on to letting go; from knowing all the answers to getting input from others.
Make Sure You Supervise Yourself
The job can be stressful and it can be tempting to continue to focus on the job and your employees. However, there is an old saying that you can't effectively lead others, unless you can first effectively lead yourself. That means:
- Monitor your work hours -- If it gets to be an average of 55 hours per week or more, than start finding other activities outside of work that are at least as rewarding. No one on their death bed says, "I wish I had worked harder."
- Recognize your own signs of stress -- Are they increasing irritability? Fatigue? Drinking alcohol? Confusion and frustration? Aches and pains? Warnings from friends and colleagues?
- Get a mentor or coach -- They can be invaluable when you consider that your health is priceless. It doesn't matter how much your boss compliments you if your family and body are paying the price.
- Learn to delegate -- That is one of the most important skills for any supervisor. Effective delegate decreases your workload while expanding the opportunities for learning among your employees.
- Communicate as much as reasonable -- That is one of the best antidotes to loneliness and fatigue. Be honest with your friends and family about how you are feeling and what you want.
- Know what's important versus what's urgent -- If you take care of the important things, then the urgent ones go away. For example, attend to proactive planning about the future rather than reactive responses to surprise and crises.
- Recognize accomplishments -- That can be one of the biggest satisfactions and motivators, not only for yourself, but for the employees who work for you.
Stress
and Time Management
Getting
a Mentor
Getting
Coached
How to
Delegate to Employees
Basics
in Internal Organizational Communications
How Can You Develop Your Supervisory Skills?
You can improve your skills in a rather informal approach or in a carefully designed and systematic approach. The latter is often referred to as a supervisor development program. Here are guidelines for either approach.
How to Design Your Supervisor Development Program
Free Basic Guide to Leadership and Supervision
Here is a link to a complete, well-organized set of guidelines for the basic functions in supervision. The guidelines comprise a basic guidebook, which can be printed.
Free Basic Guide to Leadership and Supervision (html format)
For the Category of Supervision:
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Each of the related topics includes free, online resources.
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